We are frequently called upon by business owners to consult on critical company-provided employee benefits. Whether to evaluate a health insurance plan for cost effectiveness or to install a new 401(k) retirement plan, our advisors supply the needed counsel to business owners to make quality, cost-effective decisions.

On the retirement plan side, we help define your business’s needs and then create and implement a plan that achieves objectives for both the plan trustees and participants. As an independent firm, we offer unbiased plan selection and personal availability to participants and administrators.

Our investment platform services include:

  • Evaluation and analysis of existing plan  
  • Research and presentation of plan options
  • Plan set-up or conversion
  • Draft an Investment Policy Statement
  • Ongoing investment management of plan assets
  • Ongoing employee education
  • Support for plan record keeping and administrative function 

Newcastle Financial Advisors can also integrate the personal retirement planning of business owners with the company provided plan. We help individuals and families with comprehensive financial services including financial planning, investment management, asset protection, and coordination of estate and tax planning. 

When business owners begin to plan for the succession of their company, advisors at Newcastle Financial are called upon again for their expertise. As the buy-sell plan gets formulated, Newcastle provides ideas for the plan structure and funding programs to secure the agreement.

Securities and advisory services are offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency), member FINRA/SIPC, a broker/dealer and a Registered Investment Adviser.  Cetera is under separate ownership from any other named entity.  Advisory Services offered through Newcastle Financial Advisors, Inc. a Registered Investment Adviser.

Individuals affiliated with this broker/dealer firm are either Registered Representatives who offer only brokerage services and receive transaction-based compensation (commissions), Investment Adviser Representatives who offer only investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Adviser Representatives, who can offer both types of services.

This site is published for residents of the United States only. Registered Representatives of Cetera Advisor Networks LLC may only conduct business with residents of the states and/or jurisdictions in which they are properly registered. Not all of the products and services referenced on this site may be available in every state and through every representative listed. For additional information please contact the representative(s) listed on the site, visit the Cetera Advisor Networks LLC site at


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