We are frequently called upon by business owners to consult on critical company-provided employee benefits. Whether to evaluate a health insurance plan for cost effectiveness or to install a new 401(k) retirement plan, our advisors supply the needed counsel to business owners to make quality, cost-effective decisions.

On the retirement plan side, we help define your business’s needs and then create and implement a plan designed to achieve objectives for both the plan trustees and participants. As an independent firm, we offer unbiased plan selection and personal availability to participants and administrators.

Our investment platform services include:

  • Evaluation and analysis of existing plan  
  • Research and presentation of plan options
  • Plan set-up or conversion
  • Draft an Investment Policy Statement
  • Ongoing investment management of plan assets
  • Ongoing employee education
  • Support for plan record keeping and administrative function 

Newcastle Financial Advisors can also integrate the personal retirement planning of business owners with the company provided plan. We help individuals and families with comprehensive financial services including financial planning, investment management, asset protection, and coordination of estate and tax planning. 

When business owners begin to plan for the succession of their company, advisors at Newcastle Financial are called upon again for their experience. As the buy-sell plan gets formulated, Newcastle provides ideas for the plan structure and funding programs to secure the agreement.

Securities offered through SagePoint Financial, Inc. (SPF) member FINRA/SIPC. Investment advisory services offered through The AmeriFlex Group. SPF is separately owned and other entities and/or marketing names, products or services referenced here are independent of SPF.
This communication is strictly intended for individuals residing in the states of AZ, CA, CO, CT, GA, HI, HI, IN, LA, MN, MT, NC, NJ, NV, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA. No offers may be made or accepted from any resident outside the specific state(s) referenced.

A broker-dealer, investment financial professional, BD agent, or IA rep may only transact business in a state if first registered, or is excluded or exempt from state broker-dealer, investment adviser, BD agent, or IA registration requirements as appropriate. Follow-up: individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion. For information concerning the licensing status or disciplinary history of a broker-dealer, investment, adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.


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